Self-Certification Sophisticated Individual. - New Capital Link

Self-Certification Sophisticated Individual.

SELF-CERTIFIED SOPHISTICATED INDIVIDUAL STATEMENT

If you meet conditions A, B or C below, you may choose to be classified as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotions) Order 2005.

Have you:

Worked in a professional capacity in the private equity sector or in the provision of finance for small and medium enterprises in the last two years?

Yes No

B)If yes, what is/was the name of the business/organisation?

Been the director of a company with an annual turnover of at least £1.6 million in the last two years?

Yes No

If yes, what is/was the name of the company, and its Companies House number (or international equivalent)?

Been a member of a network or syndicate of business angels for more than six months, and are still a member?

Yes No

If yes, what is the name of the network or syndicate?

Or

None of these apply to me.

Yes

I declare that I have answered yes to A and/or B and/or C and wish to be treated as a self-certified sophisticated investor.

I understand that this means:

A. I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA).

B. I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme. I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I accept that I could lose all of the money I invest.

Full Legal Name

Email

Date

I agree to be legally bound by this agreement and eSignature Terms of Use.

I agree to the Privacy Policy

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The content of this website has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this website for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested.

Important Notice : Investment products are available to you on the basis that you are reasonably believed to be such a person as is described in Article 19 (Investment professionals), Article 48 (Certified high net worth individuals), Article 49 (High net worth companies, unincorporated associations, etc.) Article 50 (Sophisticated investors), Article 50A (Self-certified sophisticated investors) and Article 51 (Associations of high net worth or sophisticated investors) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, or you are a person to whom this information may otherwise lawfully be sent or viewed. If you do not fall within such descriptions, then you should not act upon the information contained on this website. New Capital Link acts as a professional introducer and receives a fee from their working partners for every introduction made.

IMPORTANT INFORMATION

This website is exempt from the general restriction (in section 21 of the Financial Services and Markets Act 2000) on the communication of invitations or inducements to engage in investment activity on the grounds that it is made solely to certified or self-certified sophisticated investors, certified high net worth individuals and investment professionals. You can find definitions of each category below.

These investments are high risk and illiquid, your capital is at risk and returns are not guaranteed. Bonds are not protected by the Financial Services Compensation Scheme (FSCS). If you are unsure of your categorisation or have doubts about whether to invest in our products, please consult an authorised person specialising in advising on investments of this kind.

By pressing Confirm, you are certifying that the relevant statement as set out under the header “Investor Definitions”
(CLICK ON ANY OF THE INVESTOR DEFINITIONS FOR MORE DETAILS)
here applies to you and by pressing Confirm this will have the same effect as if you had signed such a statement in writing.
If you don’t meet any of the criteria below, then you must STOP and leave this site.

Investor Definitions